General Terms and Conditions (GTC)
for the provision of the SaaS Casebase by Alexander Thamm GmbH

last updated January 2024

1. Content and Formation

1.1 Parties and Subject Matter.

This contract regulates the legal relationship between Alexander Thamm GmbH (“[at]”), Sapporobogen 6-8, 80637 Munich, provider of Casebase (“Casebase”), and its customers (“Customer”) regarding the provision of the Casebase platform over the internet (Software as a Service). Casebase is a data and AI use case management platform that supports documenting, managing, and controlling throughout the entire lifecycle of AI use cases. Customers can build a data and AI use case library, evaluate individual AI use cases based on strategically important criteria, and thus always make business-critical decisions based on the portfolio and business value.

1.2 No Deviating Provisions.

The applicability of deviating or additional provisions beyond these regulations is excluded. This applies particularly to the customer’s general terms and conditions, even if [at] accepts an order from the customer in which the customer refers to their general terms and conditions and/or attaches the customer’s general terms and conditions and [at] does not object.

1. 3 Formation of the Contract.

The contract is concluded when the customer and [at] sign an order form or otherwise agree on the provision by [at].

1.4 Obligations in Electronic Business Transactions.

§ 312i para. 1 nos. 1, 2, and 3 of the German Civil Code (BGB) as well as § 312i para. 1 sentence 2 BGB, which prescribes certain obligations for entrepreneurs in electronic commerce contracts, are excluded.

2. Services Provided by [at]

2.1. Right of Use

[at] provides the customer with the software product Casebase (“Software”), as specified and described in the order form, for use over the internet for the duration of the contract term (“Service”). For this purpose, [at] hosts the software on a server that is accessible to the customer via the internet. The customer receives a non-exclusive, non-transferable right to access the software via a browser and an internet connection for their own business purposes, exclusively within the scope of their commercial or self-employed professional activities. This includes the right to temporarily store (e.g., in RAM or browser cache) and execute program code (e.g., JavaScript) on the user’s computer to the extent necessary.

The right of use is limited to the maximum number of users (“usage units”) booked by the customer as specified in the order form. Any transfer of use or provision of the service to other companies or third parties is prohibited.

2.2. Availability

[at] will endeavor to provide the customer with the service at a target availability of 95% per calendar month during operating hours from 6:00 AM to 8:00 PM CET. The customer is responsible for the internet connection between their system and the data center, as well as the necessary hardware and software (e.g., PC, network connection, browser). [at]’s service provision is fulfilled at the connection point of [at]’s data center to the internet.

  • Operating Hours: Operating hours do not include maintenance work (e.g., installation of updates or upgrades) announced by [at] via email, up to 4 hours per calendar month. [at] will endeavor to schedule maintenance outside operating hours.
  • Achieved Availability: When calculating actual availability (“Achieved Availability”), service outages due to force majeure (e.g., strikes, riots, natural disasters, epidemics) are disregarded. Also excluded are service suspensions by [at] for security reasons, provided that [at] has taken appropriate security measures (e.g., denial-of-service attacks, critical security vulnerabilities in third-party software without an available patch).
  • Service Credits: If the achieved availability falls below the target availability in a calendar month, the customer is entitled to service credits, which represent a portion of the monthly base fee and usage fee, as specified in the following table.
Actual availability Service credits
>= 95 % none
>= 90 % and < 95 % 20 %
>= 80 % and < 90 % 40 %
>= 50 % and < 80 % 80 %
< 50 % 100 %

Service credits are deducted from the next invoice upon request. A cash payout of service credits is not possible.

2.3. Setup

The customer is responsible for the initial setup of the service (e.g., uploading the company logo). Any modification of the service, particularly reprogramming based on customer requests, is not included. Such services must be separately agreed upon and compensated.

2.4. Support

[at] provides free email support to assist with the use of the service. The support does not include general knowledge transfer, training, configuration, implementation, customer-specific documentation, or software customization. Support services are available on weekdays from Monday to Friday between 9:00 AM and 4:00 PM, excluding national public holidays and December 24th and 31st each year. The response time for email inquiries is 24 hours. Inquiries received outside of support hours are considered received on the next business day.

2.5. Documentation

Unless otherwise agreed, [at] is only required to provide user documentation in the form of online help or a PDF user manual. Additional documentation, training, or instruction services must be separately agreed upon and compensated.

2.6. Service Changes

The customer acknowledges that the software is a standard software provided as a Software as a Service (SaaS) solution, where multiple customers access a central system. The benefits of such a multi-tenancy model can only be realized if the software remains uniform and capable of further development. Therefore, the parties agree:

[at] may change the service (including system requirements) for important reasons. Such a reason exists particularly if the change is necessary due to (i) legal or regulatory changes, (ii) modified technical conditions (e.g., new browser versions or technical standards), or (iii) system security protection.

Additionally, [at] may make reasonable changes to the service as part of software development (e.g., discontinuation of old functions that have largely been replaced by new ones). [at] will notify the customer in advance via email—typically four weeks before the changes take effect—if the change has more than a minor adverse impact on them.

The customer’s consent to such a change is considered granted unless they object in writing or via email before the change takes effect. [at] will explicitly inform the customer of this consequence when announcing the change. If the change significantly disrupts the contractual balance to the customer’s disadvantage, the change will not be made.

3. Payment and Default

3.1. Fee Structure

The customer owes [at] the agreed remuneration for the use of the service during the contract period, as specified in the order form. The remuneration may consist of a fixed monthly base fee and a monthly license fee dependent on the number of booked usage packages (e.g., license packages for 25 users).

3.2. License Fee Accrual

The license fee is due in full in advance at the start of the contract for the initial term (see Section 9.2) and subsequently at the beginning of each renewal term (see Section 9.2). An increase in the booked usage packages is possible at any time, while a reduction is only possible at the end of the initial or a renewal term, or earlier with the consent of [at]. If agreed in the order form, the number of booked usage packages automatically increases if the customer uses the service beyond the initially booked usage packages. In the event of an increase in booked usage units during the initial or a renewal term, the additional fees are charged proportionally. The prices for additional usage units are based on [at]’s price list valid at the time of ordering the additional units.

3.3. Invoicing

[at] issues invoices in advance at the start of the contract. The invoice amount is payable within 30 days. Invoicing may also be carried out online by providing a downloadable and printable PDF invoice in the administrator menu or by sending it via email (“Online Invoice”).

3.4. Commencement of Service Usage

Except in the case of a free trial period, the use of the service is only permitted and possible once the invoice amount has been received by [at].

3.5. Net Prices

All prices are exclusive of the applicable statutory value-added tax (VAT).

3.6. Payment Default

If the customer is in default for two calendar months with the payment of the fee or a significant part of it, or if, over a period exceeding two months, the outstanding payment reaches an amount equal to twice the monthly base and usage fee, [at] is entitled, after appropriate notice via email or letter, to suspend access to the service or to terminate the contract extraordinarily. During the suspension, the customer has no access to the data stored in the service.

4. Customer Obligations

4.1. Lawful Use

The customer will use the service only within the contractual and legal provisions and will not infringe on the rights of third parties. In particular, the customer will comply with data protection regulations, competition law, and copyright law while using the service and will not introduce harmful or illegal data or otherwise misuse the service.

4.2. System Requirements and Cooperation Obligations

Requirements for hardware and software on the customer’s side, as well as organizational requirements and the customer’s cooperation obligations, are regulated in the order form. Unless otherwise specified, the customer must use an up-to-date browser version and enable cookies.

5. Customer Data and Privacy

5.1. Customer Data

The data entered by the customer or their employees while using the software (e.g., profile details) and the data generated and attributable to the customer belong exclusively to the customer. [at] treats customer data confidentially.

5.2. Use of Customer Data

The customer hereby grants [at] a non-exclusive, worldwide, contract-limited, and free right to use the customer data for the purpose of providing the service, including storing it in a data center used by [at]. [at] is also entitled to use customer data in aggregated or statistical form for error analysis and software function development.

5.3. Data Processing Agreement

To the extent that customer data includes personal data, the following applies: The customer is the controller of the customer data within the meaning of Art. 4 No. 7 GDPR, and [at] processes customer data as a processor within the meaning of Art. 4 No. 8 GDPR on behalf of and according to the customer’s instructions to provide the service. [at] is required to take appropriate measures to prevent data loss and unauthorized third-party access to customer data. To this end, [at] will perform daily backups. The customer remains the sole owner of the data at all times and may request the release of individual or all data from [at] at any time, particularly after the contract term ends. [at] has no right of retention. Data release will be carried out at the customer’s choice, either by providing data carriers or via data network transmission. The customer is not entitled to receive the software necessary for data usage.

5.4. Usage Statistics

[at] uses the third-party tool Pendo.io (Security and privacy – Pendo Help Center) to generate statistics on Casebase usage. These statistics are automatically created by the system and contain no personally identifiable data. Data collected by Pendo.io includes information on how users interact with Casebase, such as visited pages, utilized features, and session duration. These data are anonymous and cannot personally identify individual users.

Purpose of Data Collection

The data collected by Pendo.io is used exclusively to improve user experience, including identifying and fixing issues, optimizing the user interface, and developing new features and services tailored to user needs.

Data Protection and Security

The data collected by Pendo.io is processed and stored in compliance with applicable data protection laws. We ensure that all data is securely transmitted and stored to prevent unauthorized access.

Consent to Data Usage

By using Casebase, the customer agrees to the collection and usage of their data by Pendo.io for the purposes stated above. If the customer does not agree to this data usage, they are advised to refrain from using Casebase.

5.5. Privacy Notices and Consent Declarations

The customer is responsible for the legality of data processing and informing data subjects in accordance with the GDPR. If [at] provides legal requirements, texts, or content (e.g., sample privacy notices or consent declarations), these are merely drafts. [at] does not provide legal advice and cannot guarantee the legal compliance of the provided content. Unless expressly agreed that a legal review will be conducted by an attorney, the customer must ensure the compliance of such content themselves or through legal experts.

 

6. Warranty Claims

6.1. Absence of Defects and Condition

[at] will provide the service free from material and legal defects and maintain the software in a condition suitable for contractual use during the term of the contract. The contractually agreed condition of the software is exclusively determined by the service description contained or referred to in the order form, but not by information on the website, verbal or written statements made by [at] prior to the conclusion of the contract or information contained in marketing materials of [at]. The obligation to maintain the software does not include adapting the software to changed conditions of use and technical and functional developments such as changes in the IT environment, in particular changes in hardware or operating systems, adaptation to the functional scope of competing products or production of compatibility with new data formats.

6.2. устранение дефектов

The customer shall notify [at] of any defects in the software immediately, explaining the circumstances of their occurrence. [at] will remedy the defect within a reasonable period. [at] is entitled to temporarily show the customer ways to bypass the error and to remedy the defect later by adapting the software, provided this is reasonable for the customer.

6.3. Initial Impossibility

The no-fault liability for initial defects in accordance with § 536a para. 1, alt. 1 of the German Civil Code is excluded.

6.4. Non-Granting

The right of termination due to non-granting according to § 543 paragraph 2 sentence 1 no. 1 BGB is excluded, unless the provision of the service is to be regarded as permanently failed.

6.5. Limitation of Liability

Warranty claims shall expire within 12 months. This does not apply in the case of warranty claims for damages insofar as [at] is legally liable (cf. clause 8.1 sentence 2)

6.6. Legal Regulation

Otherwise, the statutory rules on liability for defects shall apply.

7. Indemnification Obligations

7.1. Obligation to Indemnify

If third parties (including public authorities) assert claims or infringements against [at] based on the allegation that the customer has violated its contractual obligations, in particular by uploading illegal data to the service or using the service in a manner that violates data protection or other laws, the following shall apply: The customer shall indemnify [at] against these claims without delay, provide [at] with reasonable support in defending the claims, and indemnify [at] against the costs of legal defense.

7.2. Conditions of the Indemnification Obligation

The prerequisite for the indemnification obligation under clause 7.1 is that [at] informs the customer in writing of asserted claims without delay, does not make any acknowledgements or equivalent declarations, and enables the customer, at the customer’s expense – as far as possible – to conduct all judicial and extrajudicial negotiations regarding the claims.

8. Limitation of Liability

8.1. Exclusion in Certain Cases

[at] shall be liable for damages insofar as these were (a) caused intentionally or through gross negligence by [at], or (b) caused by [at] through slight negligence and are attributable to material breaches of duty that jeopardize the achievement of the purpose of this contract, or to the breach of duties the fulfillment of which makes the proper execution of this contract possible in the first place and on the observance of which the customer may rely (e.g., customer data is completely lost and even old data cannot be reconstructed). Otherwise, [at]’s liability, regardless of its legal basis, is excluded, unless [at] is legally liable, in particular for injury to life, body or health of a person, assumption of an express guarantee, fraudulent concealment of a defect or under the Product Liability Act. Guarantees by [at] are only given in writing and, in case of doubt, are only to be interpreted as such if they are designated as “guarantee”.

8.2. Limitation of Amount

In the case of clause 8.1 sentence 1 letter b), [at]’s liability is limited to the damage typically foreseeable for a contract of this type.

8.3. Amount of Typically Foreseeable Damage

For the cases of clause 8.1 sentence 1 letter b), the parties assume that the “typically foreseeable damage” for all cases of damage incurred in a calendar year shall not exceed the net remuneration for software as a service services from [at] that are contractually provided for or incurred in this calendar year (whichever of these two amounts is higher).

8.4. Free Test Phase

The liability of [at] is limited to intent and gross negligence for damage caused during a free test phase.

8.5. Employees and Agents of [at]

The limitations of liability in clauses 8.1 to 8.4 shall also apply to claims against employees and agents of [at].

9. Term and Termination

9.1. Free Test Phase

If the order form provides for a free test phase, the following applies to the term: The contract begins with a 30-day test phase. There are no setup, basic, or usage fees for the test phase. At the end of the test phase, the basic term begins automatically in accordance with clause 9.2, unless the customer terminates the contract with a notice period of 3 working days to the end of the test phase.

9.2. Term

Depending on the customer’s order, the contract is concluded for a specific term (“basic term”) and then automatically extends for the same period (“extension term”) if the contract is not terminated by either party with a notice period of four (4) weeks (“notice period”) to the end of the basic term or an extension term. Unless otherwise agreed in the order form, the basic term and the extension term shall each be twelve (12) months. The right to terminate for cause remains unaffected. Clause 3.2 applies to the reduction of usage units.

9.3. Form

The termination must be in writing.

10. Use of References

10.1. [at]’s Right to Use References

[at] is entitled at any time, from the conclusion of the contract (see clause 1.3), to use the cooperation with the customer as a reference to third parties and to use the customer’s logo in doing so. This right can be revoked by the customer at any time.

11. Final Provisions

11.1. Declarations and Notifications

[at] is entitled to send all declarations and notifications relating to the contractual relationship to the e-mail address of the administrator user provided by the customer. The customer will check these regularly.

11.2. Order Form

The order form is part of the contract. In the event of a contradiction between these General Terms and Conditions and the order form, the conditions of the order form shall prevail.

11.3. Offsetting

The customer may only offset against claims other than its contractual counterclaims arising from the respective legal transaction or assert a right of retention if this claim is undisputed by [at] or has been legally established.

11.4. Written Form

Amendments to this contract must be in writing. This also applies to the waiver of the written form requirement.

11.5. Applicable Law

This contract and all disputes related to it (both contractual and tortious) shall be governed exclusively by German law, excluding the UN Convention on Contracts for the International Sale of Goods.

11.6. Place of Jurisdiction

If the customer is a merchant, a legal entity under public law or a special fund under public law, the exclusive place of jurisdiction is that of [at]. [at] remains entitled to sue at the customer’s registered office.

11.7. Severability Clause

Should individual provisions of this contract be or become invalid, this shall not affect the validity of the remaining provisions. Instead of the invalid provision, that which the parties would have reasonably agreed in good faith under economic considerations in accordance with the originally intended purpose shall apply. The same applies in the event of a contractual gap.